Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse.
New customers can no longer open accounts on the firm's website, but existing ones still risk losing money as there are no protective measures in place.
Hameed Shuja2 min read
Jonathan Herbst reveals hidden themes and governance challenges in the FCA's review, including the level of effort that the regulator is expecting firms to make.
Jonathan Herbst | Norton Rose Fulbright4 min read
Our regular roundup of the latest news and developments from the FCA.
Hameed Shuja3 min read
Regulators warn customers they could face heavy termination fees if they decide to keep one representative and cancel the others.
Hameed Shuja3 min read
Our pick of the week's crypto stories.
Carmen Cracknell3 min read
Insights from the recent hedge funds event at Global Relay's London offices.
Jean Hurley3 min read
Regulators, Bank of England representatives, and private sector players met this week to discuss the future of payments.
Carmen Cracknell2 min read
The FCA says its approach to what listed companies will be expected to report in the future is pragmatic and proportionate.
Hameed Shuja2 min read